U.S. Securities & Exchange Commission — EDGAR

SEC EDGAR Filings Portal

Search official SEC EDGAR disclosures for Form 13F (quarterly institutional holdings), Form 13H (large trader registration), and Form N-PX (annual proxy voting records). All links connect directly to the SEC's Electronic Data Gathering, Analysis, and Retrieval system.

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Form 13F

Quarterly Institutional Holdings Report

Required quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in Section 13(f) securities. Details all equity positions held at quarter-end — number of shares and fair market value — and must be filed within 45 days after each calendar quarter-end.

📅 Quarterly · 45-day filing deadline 🏛 Institutional managers ≥ $100M AUM 📋 Section 13(f) securities
Form 13H

Large Trader Registration

Required registration for any person or entity qualifying as a large trader under SEC Rule 13h-1 — those whose NMS securities transactions equal or exceed 2 million shares or $20 million in a single day, or 20 million shares or $200 million in any calendar month. Initial filing required within 10 days of reaching thresholds; updated annually and on material changes.

📅 Annual + event-driven amendments 📊 NMS securities volume thresholds ⏱ Initial filing within 10 days
Form N-PX

Annual Proxy Voting Record

Annual report disclosing how registered investment funds — mutual funds, ETFs, and closed-end funds — voted proxies on all portfolio securities, per Rule 30b1-4 of the Investment Company Act of 1940. Covers the 12-month period ending June 30; due by August 31 annually. Since 2023, institutional investors subject to Rule 14Ad-1 must also file Form N-PX.

📅 Annual · August 31 deadline 🗳 Investment funds + Rule 14Ad-1 filers 📋 12-month period ending June 30

What is SEC EDGAR?

EDGAR — the Electronic Data Gathering, Analysis, and Retrieval system — is the U.S. Securities and Exchange Commission's primary public repository for regulatory filings. It provides free access to financial statements, ownership disclosures, proxy records, and registration filings submitted by public companies, investment funds, and institutional investors under federal securities law. All Form 13F, 13H, and N-PX filings are searchable within hours of submission via file13f.com, file13h.com, and formn-px.com.

Frequently Asked Questions

Common questions about SEC EDGAR filings, who must file, deadlines, and how to search disclosures.

What is SEC Form 13F and who must file it?
Form 13F is a quarterly holdings disclosure required of institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (primarily exchange-listed equities and options). Common filers include hedge funds, mutual funds, pension funds, and registered investment advisers. Filers must report every position — number of shares and fair market value — within 45 days after each calendar quarter-end (March 31, June 30, September 30, December 31).
Who must file Form 13H and what are the thresholds?
Form 13H must be filed by any large trader under SEC Rule 13h-1 — a person or entity whose transactions in NMS (National Market System) securities equal or exceed:

· 2 million shares or $20 million in fair market value on any single day, or
· 20 million shares or $200 million in any calendar month

Initial registration must occur within 10 days of first reaching those thresholds. Annual updates are due by February 13 each year. Amendments are required promptly upon any material change to the information on file.
What is Form N-PX and when is it due?
Form N-PX is an annual proxy voting record filed by registered investment companies (mutual funds, ETFs, closed-end funds) and — since August 2023 — by institutional investors subject to SEC Rule 14Ad-1. It discloses exactly how the filer voted on every proxy ballot item (board elections, shareholder proposals, say-on-pay) for each portfolio security. The filing covers the 12-month period ending June 30 and must be submitted by August 31 annually.
What is the difference between Form 13F and Form 13H?
Form 13F is a holdings disclosure — it reveals what equity securities a large institutional manager holds at quarter-end, triggered by the size of assets under management ($100M+ in 13(f) securities).

Form 13H is a trader registration — it identifies active market participants to the SEC based on transaction volume (shares traded or dollar value traded), not portfolio size. A hedge fund may need to file both; a high-frequency trading firm may only file 13H if it doesn't hold long positions at quarter-end.
How do I search for EDGAR filings by form type?
Use the dedicated portals linked above to search filings by form type:

· file13f.com — search and browse Form 13F quarterly holdings filings
· file13h.com — search and browse Form 13H large trader registrations
· formn-px.com — search and browse Form N-PX proxy voting records
Are EDGAR filings free to access?
Yes. All SEC EDGAR filings are freely available to the public at no cost. The dedicated portals file13f.com, file13h.com, and formn-px.com provide free access to Form 13F, 13H, and N-PX filings respectively, sourced from SEC EDGAR data.